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Regulators’ Comments

On November 8, 2007, Gene Gohlke, Associate Director in the SEC's Office of Compliance, Inspection, and Examinations gave the lunchtime address at the Forum's one-day conference, "Funds' Use of Derivatives," hosted by Columbia University and Professor Harvey Goldschmid.  Mr. Gohlke's speech was entitled, "If I Were a Director of a Fund Investing in Derivatives — Key Areas of Risk on Which I Would Focus."

On March 1, 2007, Andrew J. ("Buddy") Donohue, Director of the SEC's Division of Investment Management addressed the attendees at the Forum's first annual Directors' Institute. 

SEC Chairman, Christopher Cox, gave the lunchtime address on April 13th at the Forum's 7th Annual Policy Conference in Washington, DC. 

Linda Chatman Thompsen, Director of the SEC's Division of Enforcement, gave the April 12th dinner address at the Forum's 7th Annual Policy Conference. 

On April 12, 2007, SEC Commissioner Annette Nazareth addressed attendees at the Forum's 7th Annual Policy Conference in Washington, DC. 

On February 28, 2007, Commissioner Roel C. Campos addressed the attendees at the Forum's first annual Directors' Institute. 

Paul F. Roye, Director of the SEC’s Division of Investment Management, gave the  keynote address at the Forum’s 5th Annual Policy Conference in Washington, DC,  February 17, 2005

Speech by SEC Chairman: Harvey L. Pitt
Remarks at Mutual Fund Directors Forum, January 8, 2003

Chairman Harvey L. Pitt Praises Mutual Fund Directors Forum, May 20, 2002

Speech by SEC Chairman: Arthur Levitt
Mutual Fund Directors Education Council Conference, February 17, 2000

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